Includes bibliographical references and index.
|Statement||Dick Frase (ed.).|
|LC Classifications||K1114 .F73 2004|
|The Physical Object|
|Pagination||xxxix, 413 p. ;|
|Number of Pages||413|
|LC Control Number||2005360190|
Investment Management Law and Regulation is the only up-to-date volume to offer a comprehensive examination of the field of investment management law, covering everything from financial theory and legal theory to the various aspects of hands-on fund management. Investment management and occupational pension schemes / Andrew Powell and Fraser Sparks --Appendix 1. Investment Management Association: pension fund disclosure code -- Appendix 2. Institutional Shareholders' Committee: the responsibilities of institutional shareholders and agents: statement of principles. Investment Management: Law and Practice provides an in-depth guide to the processes and legal and regulatory issues relating to investment management. Edited by Timothy Spangler, a New York qualified lawyer and English solicitor, this work provides a comparative consideration of UK and US practice. The work adopts a three part structure. Buy Regulation of Investment Advisers, ed. (Securities Law Handbook Series) at Legal Solutions from Thomson Reuters. Get free shipping on law books.
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Investment Management Regulation: An Introduction to Principles and Practice provides a groundbreaking approach to the increasingly important body of federal law governing the investment management industry, which oversees more than $25 trillion in assets in the U.S. alone. The text’s approach is unique, combining a traditional casebook with an extended, but focused, description of the key non-legal aspects of the industry. The fundamental principles of investment management law --The governing statutory and common-law systems --Developing new business --Setting investment objectives --Special problems in structuring investment management agreements --The imprecise parameters of the old jurisprudence of prudence as the measure of the duty of reasonable care --Modern portfolio theory as a tool to measure professional competence --Prudent investing as a contemporary issue --Executing investment . Investment Management Regulation Fifth Edition is available. ISBN $ Students should check the University bookstore. It can also be ordered at hemendepo.com or Barnes and hemendepo.com Be sure you are ordering the edition you need. Prior editions are out of print but are still available online as used books. Dec 29, · Integrates investment management law and regulation for all institutional investment managers This classic treatise calls attention to the duty of reasonable care, the duty of loyalty and the public duty of fiduciaries to the hemendepo.com: